Advertising Compliance Specialist | Regs & Reviews

A financial services company located in Hauppauge, NY, is seeking a Compliance Specialist to assist in implementing and executing the Broker-Dealer compliance program. Responsibilities include conducting compliance reviews, assisting with audits, and managing regulatory inquiries. The ideal candidate will have a Bachelor's degree and at least 2 years of experience in the financial industry, along with FINRA Series 7 or 24 certification. Strong communication, analytical, and organizational skills are essential. #J-18808-Ljbffr