
Advertising Compliance Specialist | FINRA Regs & Reviews
The Ultimus Group, Columbus, OH, United States
A leading compliance firm in Columbus, Ohio, is seeking a Compliance Specialist to implement and execute Broker-Dealer compliance programs, primarily focusing on advertising reviews. Responsibilities include conducting compliance reviews per regulatory requirements, assisting with audits, and supporting team inquiries. Ideal candidates will have a bachelor's degree, relevant experience in the financial sector, and FINRA certification. The position requires strong communication, analytical, and multitasking skills, combined with integrity and a commitment to quality.
#J-18808-Ljbffr