Dealer Filing & Compliance Coordinator

Tata Consultancy Services is seeking a qualified professional for a role focusing on coordinating dealer filing submissions across broker-dealers. This position requires 8+ years of experience and a strong understanding of SEC and FINRA regulations. The role involves managing dealer filing inquiries, ensuring compliance, and analyzing data for reports. Comprehensive benefits include medical coverage, vacation, and a discretionary annual incentive. Salary ranges from $100,000 to $140,000 per annum.
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