Broker-Dealer Compliance Analyst (Paralegal Background)

CXG Holdings Inc in Smithtown, NY is looking for a Compliance Analyst to support the operations of regulated broker-dealers. This role involves preparing FINRA and SEC filings, coordinating with regulators, and working closely with senior leadership. The ideal candidate will have a bachelor's degree and 1–3 years of experience in legal or compliance fields. Compensation includes a competitive salary, benefits like dental and vision coverage, and performance-based bonuses. The position requires an in-office presence, offering a clear path for career advancement.
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