AVP, Internal Audit (Mortgage Industry)
StevenDouglas, Florida, NY, United States
A leading mortgage company with multi-billions in AUM is seeking an experienced AVP, Internal Audit/Manager to join its internal audit leadership team. This role reports to an outstanding leader and will provide oversight of audit execution, lead complex audits, and mentor staff, while partnering with senior leadership to strengthen internal controls and risk management practices. This role is focused on operational/risk-based audits. High visibility with executive leadership, great work/life balance, excellent benefits, and welcoming company culture. They have a great track record of promoting from within the company so this will be an amazing professional development opportunity!
The ideal candidate brings deep experience within the mortgage banking industry, along with strong technical knowledge of regulatory frameworks and internal audit best practices AND is a proven leader. This person will ideally have experience with both originations and servicing.
Preference for this person to be based in Florida (open to relocation) or remote (must be EST or CST).
Key Responsibilities
Support the development and execution of the annual audit plan. Lead complex audits across mortgage operations, including origination, underwriting, servicing, and quality control. Evaluate internal controls, identify risks, and communicate findings to management. Ensure audit work aligns with internal standards and the Institute of Internal Auditors (IIA) framework. Reporting & Stakeholder Engagement
Lead audit meetings to gather process understanding and communicate findings. Prepare clear, concise audit reports outlining scope, risks, and recommendations. Present audit results to leadership and drive alignment on remediation plans. Build strong relationships across the organization and influence control improvements. Mentor, coach, and develop audit staff. Support performance management and training initiatives. Foster a collaborative, high-performing team environment focused on continuous improvement. Qualifications
10-20 years of progressive internal audit or risk experience within mortgage banking required. Deep knowledge of mortgage operations, including origination and servicing Strong understanding of regulatory frameworks (RESPA, TILA, TRID, HMDA, ECOA, FHA/VA/USDA, GSE requirements, etc.). Knowledge of internal audit standards (IIA/IPPF). Experience with audit tools (e.g., AuditBoard or similar platforms). Strong project management, analytical, and problem-solving skills. Excellent communication skills with the ability to present to executive stakeholders. Proven ability to lead and mentor teams. Preferred
Professional certifications such as CPA, CIA, CISA, CRMA, or CFE. Experience leveraging data analytics or AI in audit processes. This is a high-impact role offering the opportunity to work closely with leadership, influence risk and control strategy, and play a key role in strengthening audit capabilities within a complex, regulated environment.
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Support the development and execution of the annual audit plan. Lead complex audits across mortgage operations, including origination, underwriting, servicing, and quality control. Evaluate internal controls, identify risks, and communicate findings to management. Ensure audit work aligns with internal standards and the Institute of Internal Auditors (IIA) framework. Reporting & Stakeholder Engagement
Lead audit meetings to gather process understanding and communicate findings. Prepare clear, concise audit reports outlining scope, risks, and recommendations. Present audit results to leadership and drive alignment on remediation plans. Build strong relationships across the organization and influence control improvements. Mentor, coach, and develop audit staff. Support performance management and training initiatives. Foster a collaborative, high-performing team environment focused on continuous improvement. Qualifications
10-20 years of progressive internal audit or risk experience within mortgage banking required. Deep knowledge of mortgage operations, including origination and servicing Strong understanding of regulatory frameworks (RESPA, TILA, TRID, HMDA, ECOA, FHA/VA/USDA, GSE requirements, etc.). Knowledge of internal audit standards (IIA/IPPF). Experience with audit tools (e.g., AuditBoard or similar platforms). Strong project management, analytical, and problem-solving skills. Excellent communication skills with the ability to present to executive stakeholders. Proven ability to lead and mentor teams. Preferred
Professional certifications such as CPA, CIA, CISA, CRMA, or CFE. Experience leveraging data analytics or AI in audit processes. This is a high-impact role offering the opportunity to work closely with leadership, influence risk and control strategy, and play a key role in strengthening audit capabilities within a complex, regulated environment.
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