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Senior Compliance Associate: Advertising & Communications

LHH, Sheridan, IN, United States


A leading financial services organization is seeking a Senior Compliance Associate to join their experienced compliance team. This newly created role focuses on advertising and communications compliance, regulatory reviews, and applying FINRA and SEC rules in a hybrid RIA/broker-dealer environment. The ideal candidate will have active FINRA qualifications, a background in the securities industry, and strong analytical skills. Benefits include employer-paid health insurance and a 401(k) match. #J-18808-Ljbffr