
Senior Compliance Associate: Advertising & Communications
LHH, Sheridan, IN, United States
A leading financial services organization is seeking a Senior Compliance Associate to join their experienced compliance team. This newly created role focuses on advertising and communications compliance, regulatory reviews, and applying FINRA and SEC rules in a hybrid RIA/broker-dealer environment. The ideal candidate will have active FINRA qualifications, a background in the securities industry, and strong analytical skills. Benefits include employer-paid health insurance and a 401(k) match.
#J-18808-Ljbffr