Senior Compliance Manager, Sales Practice Oversight

A leading financial services firm seeks a Senior Compliance Manager in Charlotte, NC. This role involves monitoring compliance with securities regulations and advising management on policies. Ideal candidates will hold a Bachelor's degree and have knowledge of retail financial products. The firm promotes a hybrid work culture, requiring an on-site presence 2-3 days a week, and offers a salary range of $80,000 - $90,000 along with comprehensive benefits. #J-18808-Ljbffr