Senior Regulatory Investigations Leader

A financial services firm in Phoenix is seeking a Senior Analyst for compliance to support internal investigations and manage regulatory inquiries. The ideal candidate will have over 5 years of experience in the financial sector, especially within a Broker-Dealer or RIA environment, and possess strong analytical abilities. Key responsibilities include handling customer complaints and collaborating with cross-departmental teams to ensure compliance with regulations. This position offers opportunities for professional excellence and competitive benefits. #J-18808-Ljbffr