
Senior Compliance Leader — Broker-Dealer & RIA (Hybrid)
Transamerica, Cedar Rapids, IA, United States
A financial advisory firm in Cedar Rapids seeks a Senior Manager, Compliance to lead and enhance their compliance program. This role involves supervising compliance activities for broker-dealer and investment advisor businesses. Candidates should have over 8 years of compliance experience, leadership skills, and regulatory knowledge. The position offers a hybrid working model and a salary range of $120,000 to $145,000 annually along with a comprehensive benefits package including performance bonuses.
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