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Senior Compliance Leader — Broker-Dealer & RIA (Hybrid)

Transamerica, Cedar Rapids, IA, United States


A financial advisory firm in Cedar Rapids seeks a Senior Manager, Compliance to lead and enhance their compliance program. This role involves supervising compliance activities for broker-dealer and investment advisor businesses. Candidates should have over 8 years of compliance experience, leadership skills, and regulatory knowledge. The position offers a hybrid working model and a salary range of $120,000 to $145,000 annually along with a comprehensive benefits package including performance bonuses. #J-18808-Ljbffr