Senior Compliance Architect – Capital Markets

A private financial services firm in New York is seeking a Compliance Manager to oversee its compliance framework. The role requires a minimum of four years of relevant experience, preferably within regulatory bodies or compliance functions. Key responsibilities include designing and managing the compliance program, preparing compliance reviews, and advising stakeholders. Strong knowledge of the Investment Advisers Act of 1940 and exceptional interpersonal skills are essential. This position involves significant autonomy and partnership with senior leadership. #J-18808-Ljbffr