Trade Compliance Analyst — ETFs & Mutual Funds

A financial services firm in Alpharetta is seeking a Compliance Analyst responsible for ensuring trading activities comply with securities laws and regulations. The successful candidate will maintain trade compliance rules, engage with stakeholders, and conduct audits. Ideal applicants have 1–3 years of experience in ETF/mutual fund compliance and strong organizational skills. The position offers competitive compensation and benefits including PTO, on-site lunch, and a SIMPLE IRA match. #J-18808-Ljbffr