Compliance Officer, AML Investigator
CIBC US, Chicago, IL, United States
We’re building a relationship‑oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients.
What You’ll Be Doing As a Senior Compliance Officer (AML Investigator) within CIBC US, you’ll play a key role in supporting our commitment to strong compliance and risk management practices. Our team provides commercial and commercial real estate banking, private wealth management, and tailored financial solutions to clients with North American operations. In this role, you’ll use your expertise to recommend updates to compliance policies and procedures, deliver regular reporting of compliance metrics to senior management, and perform quality assurance testing on customer onboarding. You’ll exercise independent judgment within defined procedures, maintain compliance management information, and support the assessment of impacts to monitoring and control processes. Your work will help drive operational efficiency and ensure that our compliance standards remain best‑in‑class.
How You’ll Succeed
Policy and Procedure Enhancement – Recommend updates to compliance policies and procedures to ensure they remain current and effective.
Reporting and Analysis – Prepare and deliver regular compliance metrics, dashboards, and weekly reports for senior management.
Quality Assurance – Perform quality assurance testing on customer onboarding and related processes to ensure compliance with regulatory requirements.
Risk Identification and Escalation – Identify, assess, and elevate risks and issues as necessary, contributing to the ongoing improvement of monitoring and control processes.
Collaboration and Communication – Work closely with business partners and leadership to address compliance challenges, provide insights and support decision‑making.
Training and Compliance Culture – Complete all required training and foster a strong risk culture by adhering to CIBC’s Code of Conduct and encouraging others to do the same.
Who You Are
You have relevant education and experience. You hold a bachelor’s degree in accounting, finance, or a related field, and bring at least 5 years of experience with a large bank or financial services organization.
You’re knowledgeable about compliance and regulations. You’re familiar with Federal and state laws and regulations in areas such as derivative reporting, securities clearing, settlement, custody, and segregations.
You’re analytical and detail‑oriented. You have strong research, analysis, and problem‑solving skills, with the ability to identify risks and elevate issues when needed.
You’re a strong communicator. Your excellent interpersonal, verbal, and written communication skills help you build relationships and convey complex information clearly.
You’re tech‑savvy. You have advanced skills in Excel, Word, and PowerPoint to support your reporting and analysis work.
Values matter to you. You bring integrity to everything you do and make values‑based decisions every day.
Compensation & Benefits This role has an expected salary range of $75K‑$85K USD based on experience, qualifications, and location (salary differential for different locations will be discussed during the interview). The successful candidate may be eligible to participate in the relevant business unit’s incentive compensation plan, which may also include a discretionary bonus component. CIBC offers a full range of benefits and programs, including Medical, Dental, Vision, Health Savings Account, Life Insurance, Disability, Paid Time Off, Holidays, and 401(k), plus other special perks for our team members.
What CIBC Offers
We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program*, a vacation offering, wellbeing support, and MomentMakers, our social, points‑based recognition program.
Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.
We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development.
Subject to plan and program terms and conditions.
EEO Statement CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation, please contact Mailbox.careers-carrieres@cibc.com.
Job Details Location: IL-70 W Madison St, 8th Fl
Employment Type: Regular
Weekly Hours: 40
Skills: Compliance Monitoring, Compliance Programs, Customer Onboarding, Management Reporting, Regulatory Compliance Management, Regulatory Reporting, Sanctions Screening, Suspicious Activity Reporting (SAR).
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What You’ll Be Doing As a Senior Compliance Officer (AML Investigator) within CIBC US, you’ll play a key role in supporting our commitment to strong compliance and risk management practices. Our team provides commercial and commercial real estate banking, private wealth management, and tailored financial solutions to clients with North American operations. In this role, you’ll use your expertise to recommend updates to compliance policies and procedures, deliver regular reporting of compliance metrics to senior management, and perform quality assurance testing on customer onboarding. You’ll exercise independent judgment within defined procedures, maintain compliance management information, and support the assessment of impacts to monitoring and control processes. Your work will help drive operational efficiency and ensure that our compliance standards remain best‑in‑class.
How You’ll Succeed
Policy and Procedure Enhancement – Recommend updates to compliance policies and procedures to ensure they remain current and effective.
Reporting and Analysis – Prepare and deliver regular compliance metrics, dashboards, and weekly reports for senior management.
Quality Assurance – Perform quality assurance testing on customer onboarding and related processes to ensure compliance with regulatory requirements.
Risk Identification and Escalation – Identify, assess, and elevate risks and issues as necessary, contributing to the ongoing improvement of monitoring and control processes.
Collaboration and Communication – Work closely with business partners and leadership to address compliance challenges, provide insights and support decision‑making.
Training and Compliance Culture – Complete all required training and foster a strong risk culture by adhering to CIBC’s Code of Conduct and encouraging others to do the same.
Who You Are
You have relevant education and experience. You hold a bachelor’s degree in accounting, finance, or a related field, and bring at least 5 years of experience with a large bank or financial services organization.
You’re knowledgeable about compliance and regulations. You’re familiar with Federal and state laws and regulations in areas such as derivative reporting, securities clearing, settlement, custody, and segregations.
You’re analytical and detail‑oriented. You have strong research, analysis, and problem‑solving skills, with the ability to identify risks and elevate issues when needed.
You’re a strong communicator. Your excellent interpersonal, verbal, and written communication skills help you build relationships and convey complex information clearly.
You’re tech‑savvy. You have advanced skills in Excel, Word, and PowerPoint to support your reporting and analysis work.
Values matter to you. You bring integrity to everything you do and make values‑based decisions every day.
Compensation & Benefits This role has an expected salary range of $75K‑$85K USD based on experience, qualifications, and location (salary differential for different locations will be discussed during the interview). The successful candidate may be eligible to participate in the relevant business unit’s incentive compensation plan, which may also include a discretionary bonus component. CIBC offers a full range of benefits and programs, including Medical, Dental, Vision, Health Savings Account, Life Insurance, Disability, Paid Time Off, Holidays, and 401(k), plus other special perks for our team members.
What CIBC Offers
We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program*, a vacation offering, wellbeing support, and MomentMakers, our social, points‑based recognition program.
Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.
We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development.
Subject to plan and program terms and conditions.
EEO Statement CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation, please contact Mailbox.careers-carrieres@cibc.com.
Job Details Location: IL-70 W Madison St, 8th Fl
Employment Type: Regular
Weekly Hours: 40
Skills: Compliance Monitoring, Compliance Programs, Customer Onboarding, Management Reporting, Regulatory Compliance Management, Regulatory Reporting, Sanctions Screening, Suspicious Activity Reporting (SAR).
#J-18808-Ljbffr