Remote Regional Supervisory Principal - Broker-Dealer

A financial services organization is looking for a Regional Supervisory Principal to oversee compliance activities for registered representatives. This remote role requires 7-10 years in a supervisory position within financial services, strong knowledge of FINRA and SEC regulations, and excellent communication skills. Responsibilities include conducting reviews, providing guidance, and documenting oversight actions. The role offers a salary range of $71,500 to $105,400, depending on experience. #J-18808-Ljbffr