
Associate Director, Securities Examinations & Compliance
Securities and Exchange Commission, Miami, FL, United States
A federal regulatory agency is seeking an Associate Director for their Office of Investment Advisers and Investment Company Examinations in Miami, FL. This role requires a J.D. or LL.B. degree and active bar membership, with at least four years of relevant legal experience, ideally managing examinations of financial firms. The position emphasizes leading teams, compliance assessments, and critical legal analyses to support organizational goals.
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