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Hybrid Capital Markets Compliance Manager

BBF Wealth, Florida, NY, United States


A leading financial services company is looking for a compliance expert to support the Capital Markets Control Room. The ideal candidate will monitor compliance with SEC and FINRA regulations, facilitate conflict of interest searches, and prepare presentations for senior management. Candidates should have a Bachelor’s degree and at least six years of relevant experience. This hybrid position offers competitive compensation along with a comprehensive benefits package.
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