Senior Energy & Commodities Compliance Lead (FCM/IB)

A brokerage firm in Houston seeks a Compliance Officer to enhance and oversee compliance programs for both Future Commission Merchants and Introducing Brokers, aligned with CFTC and NFA standards. The role requires deep experience in the energy sector compliance and involves regular interaction with senior management for compliance reporting and regulatory advisory. Responsibilities include leading compliance testing, managing exams, and supporting governance frameworks, making this a key position within the organization.
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