Compliance Specialist - Investment Regs, AML & Filings

A financial services firm in Dallas, Texas seeks a Compliance Specialist responsible for overseeing compliance programs and regulatory filings. Candidates should hold a Bachelor’s degree and possess 3-5 years of relevant experience in investment advisor compliance. Required licenses include Series 7, 24, and 63/65 or 66. The role includes proactive compliance monitoring and supports marketing material reviews. Full-time associates enjoy comprehensive medical, dental, and vision benefits along with flexible work arrangements. #J-18808-Ljbffr