Global Financial Crimes Alert Monitoring and Screening Director (AVP)

We are seeking someone to join our team as a Global Financial Crimes (GFC): US AML Alert Monitoring & Screening Professional.

In the Legal & Compliance division, we assist the firm in achieving its business objectives by facilitating and overseeing the firm's management of legal, regulatory and franchise risk. This is a Director‑level position within the Investigations team, where you will be responsible for conducting alert reviews from internal and external sources, including negative news and transaction monitoring, performing the necessary research and analysis of transactional activity in order to determine if an escalation is required for further review.

Since 1935, Morgan Stanley has been known as a global leader in financial services, evolving and innovating to serve our clients and communities in more than 40 countries.

Global Financial Crimes (GFC) coordinates day‑to‑day implementation of the firm’s financial crime prevention efforts, including governance, oversight and execution of the firm’s Anti‑Money Laundering (AML), Sanctions, Anti‑Corruption and Government & Political Activities Compliance programs. As a team member in GFC, you will play a critical role in identifying potentially suspicious activity, protecting vulnerable individuals, and safeguarding the integrity of the financial system. If you are passionate about financial‑crime prevention and seeking a rewarding, dynamic career, GFC might be the right team for you.

What You'll Do In The Role

• Draft dispositions summaries that support the alert review outcomes, ensuring documents are clear and concise while complying with regulatory expectations.
• Ensure a high‑quality work product and that the level of documentation adheres to procedural expectations.
• Respond to questions from various stakeholders including GFC colleagues, risk partners located in the field, and other business unit personnel.
• Proactively identify risks to the GFC program, work with manager to develop solutions, and elevate as necessary.
• Source and implement process improvements to increase efficiency and effectiveness.
• Ensure daily operational processing is completed according to established program SLAs and regulatory requirements.

What You'll Bring To The Role

• Bachelor’s degree or equivalent military experience.
• Five years of investigative or related experience with emphasis on BSA/AML.
• A foundational understanding of the financial markets and banking, including broker‑dealer product‑based knowledge and the ability to learn concepts quickly.
• Strong communication and presentation skills with the ability to effectively communicate through all levels of the organization.
• Self‑motivated and independent operator with the ability and maturity to make decisions and operate in fast‑paced and dynamic settings.
• CAMS or equivalent AML certification/license, or ability to obtain certification within the first 15 months of employment.

What You Can Expect From Morgan Stanley

At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated and we’ve done that for 90 years. Our values – putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back – guide the decisions we make every day to do what’s best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We support our employees and their families at every point along their work‑life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move around the business for those who show passion and grit in their work.

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Morgan Stanley’s goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.

It is the policy of the firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.

Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).

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