Regulatory Reporting Director – US FinTech
MastarRec, New York, NY, United States
Regulatory Reporting Director – US FinTech
SF Bay Area, United States | Posted on 17/02/2026
Salary $170,000 – $240,000 base, plus bonus/equity depending on stage
City: SF Bay Area
Province: New York
Country: United States
Postal Code: 99576
Number of Positions: 1
Location United States – Remote (US) or Hybrid (NYC / SF Bay Area / Austin / Miami). Open to candidates based in: NY, NJ, CT, CA, TX, FL, MA, IL (and other states depending on client).
Reporting To CCO / CFO / General Counsel (depending on reporting obligations).
Role Overview The Regulatory Reporting Director owns the governance, accuracy, and timeliness of regulatory filings and reporting obligations. The scope may include SEC/FINRA reporting (where applicable), prudential reporting for partner bank arrangements, or state-level reporting duties depending on the business model.
Compensation Typical US compensation: $170,000 – $240,000 base, plus bonus/equity depending on stage.
Key Responsibilities
Own regulatory reporting calendar and controls; ensure all filings are accurate, timely, and supported by strong documentation.
Develop and maintain reporting policies, procedures, and reconciliations; implement controls to reduce reporting errors and operational risk.
Partner with Finance, Legal, Compliance, and Data teams to source, validate, and explain reported figures and disclosures.
Prepare leadership briefings on reporting obligations, changes, and risks; manage regulator inquiries related to filings.
Lead improvements to reporting workflows and tooling; ensure audit-ready evidence and change control.
Qualifications
7–12 years regulatory reporting experience within financial services, broker‑dealer, asset management, banking, or FinTech.
Strong understanding of reporting controls, data governance, and regulatory deadlines.
Proven ability to run complex reporting programs with multiple stakeholders.
Preferred background: SEC/FINRA reporting exposure (where applicable) or experience with partner‑bank reporting obligations.
Background in controllership, financial controls, or compliance governance.
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Salary $170,000 – $240,000 base, plus bonus/equity depending on stage
City: SF Bay Area
Province: New York
Country: United States
Postal Code: 99576
Number of Positions: 1
Location United States – Remote (US) or Hybrid (NYC / SF Bay Area / Austin / Miami). Open to candidates based in: NY, NJ, CT, CA, TX, FL, MA, IL (and other states depending on client).
Reporting To CCO / CFO / General Counsel (depending on reporting obligations).
Role Overview The Regulatory Reporting Director owns the governance, accuracy, and timeliness of regulatory filings and reporting obligations. The scope may include SEC/FINRA reporting (where applicable), prudential reporting for partner bank arrangements, or state-level reporting duties depending on the business model.
Compensation Typical US compensation: $170,000 – $240,000 base, plus bonus/equity depending on stage.
Key Responsibilities
Own regulatory reporting calendar and controls; ensure all filings are accurate, timely, and supported by strong documentation.
Develop and maintain reporting policies, procedures, and reconciliations; implement controls to reduce reporting errors and operational risk.
Partner with Finance, Legal, Compliance, and Data teams to source, validate, and explain reported figures and disclosures.
Prepare leadership briefings on reporting obligations, changes, and risks; manage regulator inquiries related to filings.
Lead improvements to reporting workflows and tooling; ensure audit-ready evidence and change control.
Qualifications
7–12 years regulatory reporting experience within financial services, broker‑dealer, asset management, banking, or FinTech.
Strong understanding of reporting controls, data governance, and regulatory deadlines.
Proven ability to run complex reporting programs with multiple stakeholders.
Preferred background: SEC/FINRA reporting exposure (where applicable) or experience with partner‑bank reporting obligations.
Background in controllership, financial controls, or compliance governance.
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