Director of SOX Compliance
CAROLINA PRG, Charlotte, NC, United States
Director of SOX Compliance
Location:
Charlotte, NC - Hybrid (3 days in-office per week) Direct Reports:
SOX Compliance Managers Salary:
$180-200K + 25% bonus
Position Summary We are seeking a highly experienced and strategic
Director of SOX Compliance
to lead the design, implementation, and ongoing management of the Company’s Sarbanes-Oxley (SOX) compliance program. This is a newly created leadership role responsible for building a best-in-class internal controls framework from the ground up within a $2B+ publicly traded organization. The Director will partner closely with Accounting, Finance, IT, and business leaders, as well as the Internal Audit function, to establish a sustainable, efficient, and scalable SOX program. This individual will serve as a key advisor to senior leadership on internal controls, risk management, and compliance matters.
Key Responsibilities SOX Program Development & Leadership Design and implement the Company’s SOX 404 compliance program, including scoping, risk assessment, and control framework development Establish policies, procedures, and documentation standards for internal controls over financial reporting (ICFR) Build and maintain a comprehensive controls environment aligned with COSO framework Program Execution & Oversight Lead the annual SOX compliance cycle, including planning, walkthroughs, testing, deficiency evaluation, and remediation tracking Oversee the work of two SOX Compliance Managers, providing direction, coaching, and performance management Ensure timely and accurate completion of SOX deliverables and reporting to executive leadership and the Audit Committee Cross-Functional Collaboration Partner with Accounting, Finance, IT, and operational teams to identify risks and design effective controls Work closely with the Internal Audit team to align testing strategies, leverage resources, and avoid duplication of efforts Coordinate with external auditors to support audit requirements and ensure efficient audit processes Risk & Controls Advisory Serve as a subject matter expert on SOX, internal controls, and regulatory compliance Evaluate control deficiencies, assess severity, and drive remediation efforts with business owners Provide guidance on process improvements, system implementations, and control enhancements Continuous Improvement Identify opportunities to enhance efficiency through automation, standardization, and use of technology Develop metrics and reporting to monitor program effectiveness and maturity Stay current on regulatory changes, industry trends, and best practices
Qualifications Bachelor’s degree in Accounting, Finance, or related field (CPA strongly preferred) 10+ years of progressive experience in SOX compliance, internal audit, or public accounting Proven experience building or significantly enhancing a SOX/internal controls program in a public company environment Strong knowledge of SOX 404, COSO framework, and internal controls over financial reporting Experience managing and developing teams
Why This Role This is a unique opportunity to establish and lead a critical compliance function within a growing public company. The Director of SOX Compliance will play a foundational role in shaping the Company’s control environment and partnering with leadership to support long-term success.
Location:
Charlotte, NC - Hybrid (3 days in-office per week) Direct Reports:
SOX Compliance Managers Salary:
$180-200K + 25% bonus
Position Summary We are seeking a highly experienced and strategic
Director of SOX Compliance
to lead the design, implementation, and ongoing management of the Company’s Sarbanes-Oxley (SOX) compliance program. This is a newly created leadership role responsible for building a best-in-class internal controls framework from the ground up within a $2B+ publicly traded organization. The Director will partner closely with Accounting, Finance, IT, and business leaders, as well as the Internal Audit function, to establish a sustainable, efficient, and scalable SOX program. This individual will serve as a key advisor to senior leadership on internal controls, risk management, and compliance matters.
Key Responsibilities SOX Program Development & Leadership Design and implement the Company’s SOX 404 compliance program, including scoping, risk assessment, and control framework development Establish policies, procedures, and documentation standards for internal controls over financial reporting (ICFR) Build and maintain a comprehensive controls environment aligned with COSO framework Program Execution & Oversight Lead the annual SOX compliance cycle, including planning, walkthroughs, testing, deficiency evaluation, and remediation tracking Oversee the work of two SOX Compliance Managers, providing direction, coaching, and performance management Ensure timely and accurate completion of SOX deliverables and reporting to executive leadership and the Audit Committee Cross-Functional Collaboration Partner with Accounting, Finance, IT, and operational teams to identify risks and design effective controls Work closely with the Internal Audit team to align testing strategies, leverage resources, and avoid duplication of efforts Coordinate with external auditors to support audit requirements and ensure efficient audit processes Risk & Controls Advisory Serve as a subject matter expert on SOX, internal controls, and regulatory compliance Evaluate control deficiencies, assess severity, and drive remediation efforts with business owners Provide guidance on process improvements, system implementations, and control enhancements Continuous Improvement Identify opportunities to enhance efficiency through automation, standardization, and use of technology Develop metrics and reporting to monitor program effectiveness and maturity Stay current on regulatory changes, industry trends, and best practices
Qualifications Bachelor’s degree in Accounting, Finance, or related field (CPA strongly preferred) 10+ years of progressive experience in SOX compliance, internal audit, or public accounting Proven experience building or significantly enhancing a SOX/internal controls program in a public company environment Strong knowledge of SOX 404, COSO framework, and internal controls over financial reporting Experience managing and developing teams
Why This Role This is a unique opportunity to establish and lead a critical compliance function within a growing public company. The Director of SOX Compliance will play a foundational role in shaping the Company’s control environment and partnering with leadership to support long-term success.