Broker-Dealer Intern (Sales, Trading & Operat
Bci Miami, Miami, FL, United States
Broker-Dealer Intern (Sales, Trading & Operations)
Miami, FL, United States
Bci Securities is an Equal Opportunity Employer - All qualified applicants will receive consideration without regard to race, color, religion, gender, national origin, age, disability, veteran status, or any other factor determined to be unlawful under applicable law.
JOB SUMMARY
The Broker-Dealer Intern will gain hands‑on exposure to the core functions of a regulated securities business, including sales & trading, capital markets, and operations/compliance. This role provides a comprehensive understanding of how a broker‑dealer operates within U.S. regulatory frameworks and a global banking structure.
DUTIES OF THE POSITION
Assist traders with market monitoring, order tracking, and trade blotter maintenance.
Prepare daily market summaries and client‑facing commentary.
Conduct basic security‑level research (equities, fixed income, or structured products).
Support client onboarding materials and pitchbooks.
Contribute to the preparation of deal materials (ECM/DCM presentations, term sheets).
Perform industry and company analysis using financial models and market data tools.
Assist with syndicate updates and transaction execution tracking.
Reconcile trades and investigate settlement discrepancies in a T+1 environment.
Support clearing, custody coordination, and cash/position breaks.
Maintain books and records in accordance with SEC requirements.
Observe and support adherence to SEC and FINRA regulations.
Assist with surveillance reviews, trade reporting, and exception tracking.
Help prepare documentation for audits and regulatory inquiries.
Participate in AML/KYC processes for new accounts.
Work all hours required to fulfill job duties, including weekends, evenings, and holidays as needed.
Travel as required.
Provide coverage for other positions as requested.
Ability to carry and lift boxes and objects that may weigh between 10 and 25 pounds.
LEARNING OBJECTIVES
Understand broker‑dealer economics (commissions, spreads, inventory risk).
Gain familiarity with financial products: equities, fixed income, derivatives.
Learn regulatory frameworks governing U.S. broker‑dealers (SEC, FINRA rules).
Develop insight into how global banks integrate U.S. broker‑dealer platforms.
Build proficiency in Bloomberg, Excel, and internal trading/reporting systems.
Demonstrate bilingual ability in English and Spanish, including speaking, reading, and writing.
PRE-HIRE REQUIREMENTS FOR THIS POSITION
Computer: Ability to operate IBM compatible PCs; fluency with Microsoft Word, Excel, and PowerPoint.
Education: Pursuing a Bachelor’s degree in Finance, Economics, Business, or a related field.
Experience: Strong analytical and quantitative skills; high attention to detail; interest in capital markets and global financial institutions.
Proficiency in Excel; familiarity with Bloomberg or similar tools is a plus.
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Miami, FL, United States
Bci Securities is an Equal Opportunity Employer - All qualified applicants will receive consideration without regard to race, color, religion, gender, national origin, age, disability, veteran status, or any other factor determined to be unlawful under applicable law.
JOB SUMMARY
The Broker-Dealer Intern will gain hands‑on exposure to the core functions of a regulated securities business, including sales & trading, capital markets, and operations/compliance. This role provides a comprehensive understanding of how a broker‑dealer operates within U.S. regulatory frameworks and a global banking structure.
DUTIES OF THE POSITION
Assist traders with market monitoring, order tracking, and trade blotter maintenance.
Prepare daily market summaries and client‑facing commentary.
Conduct basic security‑level research (equities, fixed income, or structured products).
Support client onboarding materials and pitchbooks.
Contribute to the preparation of deal materials (ECM/DCM presentations, term sheets).
Perform industry and company analysis using financial models and market data tools.
Assist with syndicate updates and transaction execution tracking.
Reconcile trades and investigate settlement discrepancies in a T+1 environment.
Support clearing, custody coordination, and cash/position breaks.
Maintain books and records in accordance with SEC requirements.
Observe and support adherence to SEC and FINRA regulations.
Assist with surveillance reviews, trade reporting, and exception tracking.
Help prepare documentation for audits and regulatory inquiries.
Participate in AML/KYC processes for new accounts.
Work all hours required to fulfill job duties, including weekends, evenings, and holidays as needed.
Travel as required.
Provide coverage for other positions as requested.
Ability to carry and lift boxes and objects that may weigh between 10 and 25 pounds.
LEARNING OBJECTIVES
Understand broker‑dealer economics (commissions, spreads, inventory risk).
Gain familiarity with financial products: equities, fixed income, derivatives.
Learn regulatory frameworks governing U.S. broker‑dealers (SEC, FINRA rules).
Develop insight into how global banks integrate U.S. broker‑dealer platforms.
Build proficiency in Bloomberg, Excel, and internal trading/reporting systems.
Demonstrate bilingual ability in English and Spanish, including speaking, reading, and writing.
PRE-HIRE REQUIREMENTS FOR THIS POSITION
Computer: Ability to operate IBM compatible PCs; fluency with Microsoft Word, Excel, and PowerPoint.
Education: Pursuing a Bachelor’s degree in Finance, Economics, Business, or a related field.
Experience: Strong analytical and quantitative skills; high attention to detail; interest in capital markets and global financial institutions.
Proficiency in Excel; familiarity with Bloomberg or similar tools is a plus.
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