RIA Compliance Analyst: Marketing Rules & Controls

CAPTRUST is seeking a Compliance Analyst in Raleigh, North Carolina. This role involves maintaining the compliance program for a federally registered investment advisor, focusing on adherence to the SEC Marketing Rule. Ideal candidates will have 4-7 years of relevant experience and strong communication skills. Benefits include health coverage, a 401(k) match, and paid time off. This is an on-site role at the Charlotte office.
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