Senior Employee Compliance & Trade Monitoring Lead

Charles Schwab in Omaha is seeking a Manager for their Compliance Team. This role involves evaluating employee disclosures, preparing reports for stakeholders, and identifying regulatory compliance opportunities. Candidates must have 5-10 years of compliance experience, a BS/BA degree, and knowledge of trading requirements under FINRA and SEC rules. The position supports a hybrid work culture with a competitive benefits package, including parental leave, tuition reimbursement, and wellness programs.
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