Advisory Compliance Analyst — Policy & Surveillance

Cetera Financial Group in El Segundo, California, is looking for an Advisory Compliance Analyst to join their team. This role involves performing surveillance reviews of advisors and transactions, ensuring compliance with policies and regulations, and communicating important changes to the team. The ideal candidate has 1-3 years of relevant experience in compliance, strong analytical skills, and excellent communication abilities. The company offers a competitive salary between $70,000 and $90,000, along with various employee benefits including health insurance and a 401(k) plan.
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