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RIAs Compliance Manager: Regulatory Risk & Policy Lead

CG Financial Services, Chicago, IL, United States


CG Financial Services is looking for a highly motivated Compliance Manager in Chicago to enhance our regulatory compliance program. The role involves advising on regulatory requirements, monitoring compliance, and ensuring the firm adheres to federal and state regulations. Candidates should have a Bachelor's degree in a relevant field and 3–7+ years of compliance experience in the financial services sector. This position is pivotal for maintaining compliance culture and improving operational effectiveness.
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