Senior Manager, Internal Audit (US) Internal Audit Atlanta
Checkout Ltd, Atlanta, GA, United States
Key Responsibilities
Develop and execute a comprehensive, risk‑based annual internal audit plan, ensuring alignment with strategic objectives and regulatory mandates across treasury, finance, compliance, and operational risks (including cybersecurity and outsourcing).
Lead the development of the audit universe, risk assessment, continuous monitoring, and automated audit routines. Periodically evaluate and enhance the audit methodology to align with industry best practices (IIA standards) and applicable federal or state regulations. Supports Quality Assurance processes in preparation of External Quality Review.
Take direct ownership of and execute high‑quality audits across the IA portfolio, from planning and scoping to control assessment, issue finalization, and report issuance.
Support planning and staffing for the annual audit plan, including engaging co‑source partners and collaborating effectively with group internal audit teams.
Effectively communicate key audit findings and identified risk exposures to senior leadership, the Audit Committee, and the Risk Committee. Manage relationships with senior management, providing expert advice and participating in cross‑governance activities.
Monitor the implementation of Internal Audit recommendations and measure the effectiveness of the improvements.
Qualifications & Experience
A university degree and a minimum of 12 years of audit experience, preferably at a regulated financial institution, payments institution, or other Fintech.
Strong understanding of banking and payment regulations, particularly related to fintech sponsorships and payment systems.
Subject matter expertise in Finance/Treasury, Operational, and Financial Crime and Regulatory Compliance processes, ideally within the payments or financial services industry.
In‑depth knowledge of North American regulatory landscape (OCC, FinCEN, FINRA, state regulators, RPAA, Georgia DBF, relevant regulatory frameworks and requirements for the licensed entity) and will ensure compliance with regulatory requirements, evaluating internal policies, and contributing to the control environment (highly preferred).
Professional qualifications such as Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Anti‑Money Laundering Specialist (CAMS), is essential for the role.
Strong communication skills and stakeholder management both externally with financial regulators and internally with the ability to build cross‑functional relationships and work collaboratively.
Ability to handle multiple tasks with tight delivery schedules and prioritise accordingly, communicating roadmaps and deliverables clearly and articulately.
#J-18808-Ljbffr
Develop and execute a comprehensive, risk‑based annual internal audit plan, ensuring alignment with strategic objectives and regulatory mandates across treasury, finance, compliance, and operational risks (including cybersecurity and outsourcing).
Lead the development of the audit universe, risk assessment, continuous monitoring, and automated audit routines. Periodically evaluate and enhance the audit methodology to align with industry best practices (IIA standards) and applicable federal or state regulations. Supports Quality Assurance processes in preparation of External Quality Review.
Take direct ownership of and execute high‑quality audits across the IA portfolio, from planning and scoping to control assessment, issue finalization, and report issuance.
Support planning and staffing for the annual audit plan, including engaging co‑source partners and collaborating effectively with group internal audit teams.
Effectively communicate key audit findings and identified risk exposures to senior leadership, the Audit Committee, and the Risk Committee. Manage relationships with senior management, providing expert advice and participating in cross‑governance activities.
Monitor the implementation of Internal Audit recommendations and measure the effectiveness of the improvements.
Qualifications & Experience
A university degree and a minimum of 12 years of audit experience, preferably at a regulated financial institution, payments institution, or other Fintech.
Strong understanding of banking and payment regulations, particularly related to fintech sponsorships and payment systems.
Subject matter expertise in Finance/Treasury, Operational, and Financial Crime and Regulatory Compliance processes, ideally within the payments or financial services industry.
In‑depth knowledge of North American regulatory landscape (OCC, FinCEN, FINRA, state regulators, RPAA, Georgia DBF, relevant regulatory frameworks and requirements for the licensed entity) and will ensure compliance with regulatory requirements, evaluating internal policies, and contributing to the control environment (highly preferred).
Professional qualifications such as Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Anti‑Money Laundering Specialist (CAMS), is essential for the role.
Strong communication skills and stakeholder management both externally with financial regulators and internally with the ability to build cross‑functional relationships and work collaboratively.
Ability to handle multiple tasks with tight delivery schedules and prioritise accordingly, communicating roadmaps and deliverables clearly and articulately.
#J-18808-Ljbffr