Vice President, Advisory Channel Compliance

A prominent financial services firm in Scottsdale is seeking a VP for Osaic Advisors Channel Compliance to oversee the investment adviser compliance program. The role involves policy design, regulatory training, and collaboration with management. Candidates should have extensive experience in investment adviser compliance, strong leadership skills, and knowledge of SEC/regulatory frameworks. This full-time position offers a salary between $150,000 - $190,000 plus bonuses, with a hybrid work schedule requiring four days in-office each week.
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