Senior Internal Auditor - Licensed Entity and Regulatory
NACBA, Wenatchee, WA, United States
Come join Intuit's Internal Audit department as a Senior Internal Auditor in on our Center of Excellence (CoE) audit team. This role will report to the CoE Internal Audit Senior Manager focusing on licensing and regulatory audits at Intuit. Internal Audit is part of the broader Finance organization that is focused on accelerating growth and creating sustainable value across Intuit's evolving platform. Finance operates across boundaries with a platform mindset, partners deeply to drive results, and leads in shaping Intuit's aspirations, enabling operational excellence at scale.
Internal Audit supports the achievement of Intuit's goals through trusted partnerships, objective risk identification, and innovative audit services.
Responsibilities
Conduct integrated audits with a focus on regulatory and compliance requirements covering U.S., international, with management oversight and direction.
Understands the principles of the identification, assessment and management of risk. Is aware of and understands the company's risk management strategy.
Develop relationships with stakeholders at all levels of the organization to influence and foster a risk and control mindset
Performs walkthroughs of key processes to assist in risk identification and creation of process documentation
Prepares audit test plans that address significant risks, with guidance from the project manager
Execute controls testing and perform data analytics to support audit assessments, with guidance from the project manager
Identifies improvement opportunities in business processes and internal controls during the course of audit engagements
Capable of assessing the effectiveness of internal controls (i.e., whether the controls are properly designed, implemented and operating effectively)
Able to document and organize workpapers to clearly articulate the work performed and support the conclusions
Perform validation testing of remediation actions to assess whether audit findings have been adequately addressed
Demonstrates clear understanding of Intuit's business and regulatory landscape, and considers specific areas of risk as directed during audit work
Displays awareness to determine the root cause of a problem, and with management oversight, gains client agreement on root cause of issues and appropriate corrective actions, while maintaining positive relationships
Draft impactful and persuasive written audit reports to specified standards, providing clear and sufficient evidence to support recommendations and audit findings
Ability to work flexible hours to ensure adequate overlap with global stakeholders.
Qualifications
BA/BS degree in Business or Accounting, MS or MBA is a plus, or equivalent experience
4+ years of relevant work experience in Big 4 Public Accounting, Internal Auditing, and/or in industry
CPA, CIA, CAMS, or CISA certification preferred
Prior experience in global (preferably US based) Internal audit organization in technology or FinTech companies, working with a cross geographical team preferred.
Demonstrated ability to evaluate business processes, including knowledge of control design
Experience completing audits within a fintech, banking or complex operational and regulatory environment
Ability to identify risk in an agile and innovative technology environment
Possess confidence, good judgment, energy and personality to work in a dynamic, multi-business unit environment across all levels of management and across business units and functions
Excellent written and verbal communication and presentation skills
Ability to look ahead, anticipate questions, independently assess risk, and think critically and creatively
Highly organized, able to work flexibly across boundaries and navigate in dynamic environments
Curiosity about AI tools and emerging technologies, with a willingness to learn and leverage them to enhance productivity, collaboration, or decision-making
Must be able to be hybrid out of the Bangalore office 3 times a week
Intuit provides a competitive compensation package with a strong pay for performance rewards approach. This position may be eligible for a cash bonus, equity rewards and benefits, in accordance with our applicable plans and programs (see more about our compensation and benefits at ). Pay offered is based on factors such as job-related knowledge, skills, experience, and work location. To drive ongoing fair pay for employees, Intuit conducts regular comparisons across categories of ethnicity and gender. The expected base pay range for this position is:
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Internal Audit supports the achievement of Intuit's goals through trusted partnerships, objective risk identification, and innovative audit services.
Responsibilities
Conduct integrated audits with a focus on regulatory and compliance requirements covering U.S., international, with management oversight and direction.
Understands the principles of the identification, assessment and management of risk. Is aware of and understands the company's risk management strategy.
Develop relationships with stakeholders at all levels of the organization to influence and foster a risk and control mindset
Performs walkthroughs of key processes to assist in risk identification and creation of process documentation
Prepares audit test plans that address significant risks, with guidance from the project manager
Execute controls testing and perform data analytics to support audit assessments, with guidance from the project manager
Identifies improvement opportunities in business processes and internal controls during the course of audit engagements
Capable of assessing the effectiveness of internal controls (i.e., whether the controls are properly designed, implemented and operating effectively)
Able to document and organize workpapers to clearly articulate the work performed and support the conclusions
Perform validation testing of remediation actions to assess whether audit findings have been adequately addressed
Demonstrates clear understanding of Intuit's business and regulatory landscape, and considers specific areas of risk as directed during audit work
Displays awareness to determine the root cause of a problem, and with management oversight, gains client agreement on root cause of issues and appropriate corrective actions, while maintaining positive relationships
Draft impactful and persuasive written audit reports to specified standards, providing clear and sufficient evidence to support recommendations and audit findings
Ability to work flexible hours to ensure adequate overlap with global stakeholders.
Qualifications
BA/BS degree in Business or Accounting, MS or MBA is a plus, or equivalent experience
4+ years of relevant work experience in Big 4 Public Accounting, Internal Auditing, and/or in industry
CPA, CIA, CAMS, or CISA certification preferred
Prior experience in global (preferably US based) Internal audit organization in technology or FinTech companies, working with a cross geographical team preferred.
Demonstrated ability to evaluate business processes, including knowledge of control design
Experience completing audits within a fintech, banking or complex operational and regulatory environment
Ability to identify risk in an agile and innovative technology environment
Possess confidence, good judgment, energy and personality to work in a dynamic, multi-business unit environment across all levels of management and across business units and functions
Excellent written and verbal communication and presentation skills
Ability to look ahead, anticipate questions, independently assess risk, and think critically and creatively
Highly organized, able to work flexibly across boundaries and navigate in dynamic environments
Curiosity about AI tools and emerging technologies, with a willingness to learn and leverage them to enhance productivity, collaboration, or decision-making
Must be able to be hybrid out of the Bangalore office 3 times a week
Intuit provides a competitive compensation package with a strong pay for performance rewards approach. This position may be eligible for a cash bonus, equity rewards and benefits, in accordance with our applicable plans and programs (see more about our compensation and benefits at ). Pay offered is based on factors such as job-related knowledge, skills, experience, and work location. To drive ongoing fair pay for employees, Intuit conducts regular comparisons across categories of ethnicity and gender. The expected base pay range for this position is:
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