Risk Governance and Oversight Specialist II
SunTrust Investment Services, Inc., Charlotte, NC, United States
Job Title
Provide coordination, effective challenge and robust independent oversight of policies, limits, and committees to drive effective governance structures and requirements to effectively manage and mitigate risks across the company and support alignment with the overall corporate strategy. Support the design, implementation, and execution of risk-based governance processes and systems for prioritizing, structuring, reviewing, and approving governance materials throughout the company.
Location:
Charlotte, NC
Raleigh, NC
Richmond, VA
Atlanta, GA
Winston Salem, NC
Wilson, NC
Truist 'in office' requirement is 5 days per week. No full remote or relocation assistance available at this time.
Essential Duties and Responsibilities:
Provide coordination, effective challenge and robust independent oversight of policies, limits, and committees to drive effective governance structures and requirements to effectively manage and mitigate risks across the company and support alignment with the overall corporate strategy.
Provide consultative leadership and develop working relationships across assigned business units and committees to drive the implementation and execution of a multi-level governance document structure and comprehensive inventory for all defined governance materials.
Support and contribute to the design, implementation, and execution of comprehensive, forward-looking, and risk-based frameworks, processes, and systems for prioritizing, structuring, reviewing, and approving governance materials throughout the company.
Support the monitoring and execution of risk governance policies and procedures to establish defined processes, clear roles and responsibilities, and effective challenge routines.
Identify and monitor risk governance exceptions, issues, and emerging trends across assigned business units and committees to drive their remediation, acceptance, or escalation to governing bodies.
Support the implementation and maintenance of the enterprise-wide system(s) of record for governance materials through collaboration with business unit points of contact and risk management partners.
Support the development and delivery of risk governance stakeholder trainings and communications to support a proactive, enterprise-level and risk-based oversight program.
Support and contribute to the execution of ongoing monitoring and quality assurance/control activities of the processes and functions performed by assigned business units and risk committees.
Required Qualifications:
Bachelor's degree in Business, Finance, Communications or equivalent education and related training
8+ years of financial services or risk management experience or demonstrated equivalent proficiency
Strong interpersonal and relationship management skills with ability to interact and communicate within all levels of organization, across functions, and within public sector/governmental agencies
Strong analytical, cognitive, conceptual, critical thinking and organizational skills
Demonstrated leadership, communication (verbal and written), presentation, and facilitation skills
Demonstrated planning ability with demonstrated judgment, problem-solving and decision-making skills
Demonstrated proficiency in basic computer applications, such as Microsoft Office software products
Preferred Qualifications:
Risk, Audit, or Compliance background that demonstrates experience supporting Quality Assurance or monitoring activities, including executing QA testing against defined program or policy requirements and documenting results.
Strong communication skills with the ability to summarize and distribute QA findings to a broad audience across first and second line partners, ensuring clarity, consistency, and appropriate escalation.
Comfortable leveraging metadata and existing reporting tools (e.g., policy or governance systems) to measure adherence and support enterprise reporting, with interest in AI?enabled efficiencies without requiring advanced data analytics or report?building expertise.
General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Truist offers medical, dental, vision, life insurance, disability, accidental death and dismemberment, tax-preferred savings accounts, and a 401k plan to teammates. Teammates also receive no less than 10 days of vacation (prorated based on date of hire and by full-time or part-time status) during their first year of employment, along with 10 sick days (also prorated), and paid holidays. For more details on Truist's generous benefit plans, please visit our Benefits site . Depending on the position and division, this job may also be eligible for Truist's defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. As you advance through the hiring process, you will also learn more about the specific benefits available for any non-temporary position for which you apply, based on full-time or part-time status, position, and division of work.
Truist is an Equal Opportunity Employer that does not discriminate on the basis of race, gender, color, religion, citizenship or national origin, age, sexual orientation, gender identity, disability, veteran status, or other classification protected by law. Truist is a Drug Free Workplace.
Provide coordination, effective challenge and robust independent oversight of policies, limits, and committees to drive effective governance structures and requirements to effectively manage and mitigate risks across the company and support alignment with the overall corporate strategy. Support the design, implementation, and execution of risk-based governance processes and systems for prioritizing, structuring, reviewing, and approving governance materials throughout the company.
Location:
Charlotte, NC
Raleigh, NC
Richmond, VA
Atlanta, GA
Winston Salem, NC
Wilson, NC
Truist 'in office' requirement is 5 days per week. No full remote or relocation assistance available at this time.
Essential Duties and Responsibilities:
Provide coordination, effective challenge and robust independent oversight of policies, limits, and committees to drive effective governance structures and requirements to effectively manage and mitigate risks across the company and support alignment with the overall corporate strategy.
Provide consultative leadership and develop working relationships across assigned business units and committees to drive the implementation and execution of a multi-level governance document structure and comprehensive inventory for all defined governance materials.
Support and contribute to the design, implementation, and execution of comprehensive, forward-looking, and risk-based frameworks, processes, and systems for prioritizing, structuring, reviewing, and approving governance materials throughout the company.
Support the monitoring and execution of risk governance policies and procedures to establish defined processes, clear roles and responsibilities, and effective challenge routines.
Identify and monitor risk governance exceptions, issues, and emerging trends across assigned business units and committees to drive their remediation, acceptance, or escalation to governing bodies.
Support the implementation and maintenance of the enterprise-wide system(s) of record for governance materials through collaboration with business unit points of contact and risk management partners.
Support the development and delivery of risk governance stakeholder trainings and communications to support a proactive, enterprise-level and risk-based oversight program.
Support and contribute to the execution of ongoing monitoring and quality assurance/control activities of the processes and functions performed by assigned business units and risk committees.
Required Qualifications:
Bachelor's degree in Business, Finance, Communications or equivalent education and related training
8+ years of financial services or risk management experience or demonstrated equivalent proficiency
Strong interpersonal and relationship management skills with ability to interact and communicate within all levels of organization, across functions, and within public sector/governmental agencies
Strong analytical, cognitive, conceptual, critical thinking and organizational skills
Demonstrated leadership, communication (verbal and written), presentation, and facilitation skills
Demonstrated planning ability with demonstrated judgment, problem-solving and decision-making skills
Demonstrated proficiency in basic computer applications, such as Microsoft Office software products
Preferred Qualifications:
Risk, Audit, or Compliance background that demonstrates experience supporting Quality Assurance or monitoring activities, including executing QA testing against defined program or policy requirements and documenting results.
Strong communication skills with the ability to summarize and distribute QA findings to a broad audience across first and second line partners, ensuring clarity, consistency, and appropriate escalation.
Comfortable leveraging metadata and existing reporting tools (e.g., policy or governance systems) to measure adherence and support enterprise reporting, with interest in AI?enabled efficiencies without requiring advanced data analytics or report?building expertise.
General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Truist offers medical, dental, vision, life insurance, disability, accidental death and dismemberment, tax-preferred savings accounts, and a 401k plan to teammates. Teammates also receive no less than 10 days of vacation (prorated based on date of hire and by full-time or part-time status) during their first year of employment, along with 10 sick days (also prorated), and paid holidays. For more details on Truist's generous benefit plans, please visit our Benefits site . Depending on the position and division, this job may also be eligible for Truist's defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. As you advance through the hiring process, you will also learn more about the specific benefits available for any non-temporary position for which you apply, based on full-time or part-time status, position, and division of work.
Truist is an Equal Opportunity Employer that does not discriminate on the basis of race, gender, color, religion, citizenship or national origin, age, sexual orientation, gender identity, disability, veteran status, or other classification protected by law. Truist is a Drug Free Workplace.