Associate, Regulatory Compliance

Associate, Regulatory Compliance with Goldman Sachs & Co. LLC in New York, New York. Support and contribute to creating and executing detailed testing to assess compliance with regulations and firm policies, working closely with Compliance and business management to identify compliance, conduct, and reputational risks, and refine firm controls as appropriate. Propose methods of testing and execute reviews discussed and agreed with a team leader to evaluate compliance risks and adherence to laws, regulations, and internal policies. Requires: Bachelor’s degree (U.S. or foreign equivalent) in Finance, Taxation, Accounting, Business Analytics, Legal or a related field and three (3) years of experience in the job offered or in a related role. Must have three (3) years of experience with: interview, presentation, written communication, time management, and analytical skills; compliance, auditing, testing (i.e., Compliance testing, controls testing, risk testing), legal, or regulatory/law enforcement experience; experience drafting and narrating risk incidents into a document; recommending solutions to improve controls and errors through analyzing data and records and monitor completion of risk mitigation actions; and presenting relevant findings and issues identified during investigations and testing to key stakeholders and providing recommendations of mitigating actions. Must have two (2) years of experience with: broad knowledge of financial products and markets, as well as laws, rules and regulations, such as FINRA and SEC rules; and experience in the financial services industry, either working for an investment manager, broker dealer, law firm, accounting firm, or regulator. Job Code: 9338281. Salary Range: Annual base salary for this New York, New York-based position is $89,000 - $157,000. In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end. Benefits: Goldman Sachs is committed to providing our people with valuable and competitive benefits and wellness offerings, as it is a core part of providing a strong overall employee experience. A summary of these offerings, which are generally available to active, non-temporary, full-time and part-time US employees who work at least 20 hours per week, can be found here: https://www.goldmansachs.com/careers/discover/2022-Benefits-Summary-US.pdf QUALIFIED APPLICANTS: Apply at gs.com and click on "Careers." NO PHONE CALLS PLEASE. ©The Goldman Sachs Group, Inc., 2026. All rights reserved. Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity.