Compliance Professional
Freddie Mac, Dallas, TX, United States
Overview
Freddie Mac is seeking a self-starter who is passionate about compliance with securities regulations to join our Ethics team. The role supports the administration and enhancement of Personal Investment Policy controls, including operationalizing the StarCompliance pre-clearance and monitoring platform, engaging with the divisions on risk and controls activities. Our Compliance team is redesigning and refining its program within a three lines of defense risk framework.
Your Impact
Engaging with employees at all levels, providing policy interpretation and guidance and supporting development and delivery of training and awareness resources
Analyzing data and producing reporting worthy of C-Suite executives and Regulators
Providing oversight of compliance risks, controls and processes, raising potential concerns to manager and recommending innovative and practical resolutions
Our Impact
Providing oversight to ensure compliance risk related to Conservator obligations, laws and regulations is identified, addressed and mitigated
Providing advisory services, and effective challenge to First Line of Defense (1LoD) on risks that could impact Freddie Mac
Collaborating and coordinating within Enterprise Risk Management to provide a comprehensive view and a lens into the inter-connectivity of risks
Qualifications
Bachelor’s Degree or equivalent work experience
2+ years of related experience preferably in ethics, compliance, risk management, investments or regulatory
Proven experience with personal investment related transactions and securities
Comprehensive understanding of enterprise risk management in the financial services industry and the inter-connectivity of risks (preferred)
Advanced Microsoft proficiency, especially Excel and PowerPoint
Knowledge of StarCompliance pre-clearance (preferred)
Keys to Success in this Role
Attention to detail and ability to manage processes, with strong organizational, project and program management skills
Excellent collaborator and strong communicator, able to engage inclusively and escalate issues or seek direction as needed
Adaptable with an eagerness to learn and take on challenging activities
Current Freddie Mac employees please apply through the internal career site.
We consider all applicants for all positions without regard to gender, race, color, religion, national origin, age, marital status, veteran status, sexual orientation, gender identity/expression, disability, pregnancy, ethnicity, or any other protected category. We will provide reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.
A safe and secure environment is critical to Freddie Mac’s business. This includes employee commitment to our acceptable use policy, regulatory mandates, and privacy & security obligations as required via training programs.
CA Applicants: Qualified applications with arrest or conviction records will be considered for employment in accordance with the Los Angeles County Fair Chance Ordinance for Employers and the California Fair Chance Act.
Freddie Mac offers a comprehensive total rewards package including competitive compensation and benefits. Information on these programs is available on our Careers site. This position has a salary range of $74,000 - $112,000 and may be eligible for the annual incentive program.
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Freddie Mac is seeking a self-starter who is passionate about compliance with securities regulations to join our Ethics team. The role supports the administration and enhancement of Personal Investment Policy controls, including operationalizing the StarCompliance pre-clearance and monitoring platform, engaging with the divisions on risk and controls activities. Our Compliance team is redesigning and refining its program within a three lines of defense risk framework.
Your Impact
Engaging with employees at all levels, providing policy interpretation and guidance and supporting development and delivery of training and awareness resources
Analyzing data and producing reporting worthy of C-Suite executives and Regulators
Providing oversight of compliance risks, controls and processes, raising potential concerns to manager and recommending innovative and practical resolutions
Our Impact
Providing oversight to ensure compliance risk related to Conservator obligations, laws and regulations is identified, addressed and mitigated
Providing advisory services, and effective challenge to First Line of Defense (1LoD) on risks that could impact Freddie Mac
Collaborating and coordinating within Enterprise Risk Management to provide a comprehensive view and a lens into the inter-connectivity of risks
Qualifications
Bachelor’s Degree or equivalent work experience
2+ years of related experience preferably in ethics, compliance, risk management, investments or regulatory
Proven experience with personal investment related transactions and securities
Comprehensive understanding of enterprise risk management in the financial services industry and the inter-connectivity of risks (preferred)
Advanced Microsoft proficiency, especially Excel and PowerPoint
Knowledge of StarCompliance pre-clearance (preferred)
Keys to Success in this Role
Attention to detail and ability to manage processes, with strong organizational, project and program management skills
Excellent collaborator and strong communicator, able to engage inclusively and escalate issues or seek direction as needed
Adaptable with an eagerness to learn and take on challenging activities
Current Freddie Mac employees please apply through the internal career site.
We consider all applicants for all positions without regard to gender, race, color, religion, national origin, age, marital status, veteran status, sexual orientation, gender identity/expression, disability, pregnancy, ethnicity, or any other protected category. We will provide reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.
A safe and secure environment is critical to Freddie Mac’s business. This includes employee commitment to our acceptable use policy, regulatory mandates, and privacy & security obligations as required via training programs.
CA Applicants: Qualified applications with arrest or conviction records will be considered for employment in accordance with the Los Angeles County Fair Chance Ordinance for Employers and the California Fair Chance Act.
Freddie Mac offers a comprehensive total rewards package including competitive compensation and benefits. Information on these programs is available on our Careers site. This position has a salary range of $74,000 - $112,000 and may be eligible for the annual incentive program.
#J-18808-Ljbffr