Senior Compliance Strategist - Investment Advisory

Prescott Partners in Atlanta is seeking a Sr. Compliance Specialist to support the Chief Compliance Officer in the firm's risk and compliance program. Responsibilities include assisting in branch inspections, conducting compliance reviews, and reviewing communications of Financial Advisors. The ideal candidate will have 10 years of investment advisory or compliance experience, strong regulatory understanding, and excellent organizational and communication skills. This position offers the opportunity to work in a dynamic and growth-oriented environment.
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