Regulatory Compliance Analyst – Consulting & FINRA Prep

ACA Group in New York, NY is seeking a Regulatory Consultant to join their team. This role involves working with relationship managers to offer regulatory consulting services in the investment sector. Responsibilities include conducting SEC examinations, preparing client deliverables, and participating in a training program to enhance knowledge. Ideal candidates will have a background in relevant fields and must pass the FINRA SIE Exam. A competitive compensation package with various benefits is provided.
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