Financial Advisory Compliance Supervisor

Threadneedle group in Minneapolis is hiring a Compliance Supervisor to provide front-line supervision of financial advisors to ensure adherence to regulatory requirements. This role involves close coaching and oversight, identifying compliance risks, and serving as a liaison with corporate partners. Candidates should have 3–5 years of compliance supervisory experience and relevant licenses. The role offers a competitive salary range of $87,400 – $120,200 per year and promotes a collaborative workplace culture.
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