Anti-Money Laundering (AML) Supervisor-Transaction Monitoring
Capital One National Association, Richmond, VA, United States
Anti-Money Laundering (AML) Supervisor
Supervises various AML processes, including suspicious activity investigations, closing reviews, and other AML processes. The Associate works closely with AML Process Managers to perform critical functions, plans and conducts processes related to anti-money laundering, and manages the workflow of AML analysis. The AML Investigator II coaches their team and teaches others about AML processes through training and education.
Additional responsibilities include:
Operational Management & Training:
Supervise daily workflow and operational metrics of AML Operations team and daily supervision of a small central unit of Investigators. Assist with training in Regulatory Operations and business areas.
Policy & Procedure Impact:
Contribute to internal AML Operations projects related to the modification of policies/procedures. Assess new business acquisitions to determine what work should flow into AML Operations units.
Quality Assurance:
Perform quality assurance on draft Suspicious Activity Reports, closing cases, or other AML processes.
Escalation Handling:
Handle escalated issues as appropriate for advanced investigation and analysis.
Industry Knowledge:
Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas.
Basic Qualifications
High School Diploma, GED or equivalent certification.
At least 1 year of leadership experience in Fraud, AML investigations or a Compliance role.
At least 2 years of investigative experience in Fraud or AML investigations.
Preferred Qualifications
Bachelor's Degree.
2+ years of people leader experience in Fraud, AML investigations, or Compliance role.
3+ years of investigative experience in Fraud and AML investigations.
Certified Anti-Money Laundering Specialist (CAMS) certification, or Certified Protection Professional (CPP) certification, or Certified Fraud Examiner (CFE) certification.
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
Compensation
Chicago, IL:
$87,700 - $100,100 for AML Sr. Investigator II
McLean, VA:
$96,500 - $110,100 for AML Sr. Investigator II
Plano, TX:
$87,700 - $100,100 for AML Sr. Investigator II
Richmond, VA:
$87,700 - $100,100 for AML Sr. Investigator II
Riverwoods, IL:
$87,700 - $100,100 for AML Sr. Investigator II
Wilmington, DE:
$87,700 - $100,100 for AML Sr. Investigator II
Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws.
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Supervises various AML processes, including suspicious activity investigations, closing reviews, and other AML processes. The Associate works closely with AML Process Managers to perform critical functions, plans and conducts processes related to anti-money laundering, and manages the workflow of AML analysis. The AML Investigator II coaches their team and teaches others about AML processes through training and education.
Additional responsibilities include:
Operational Management & Training:
Supervise daily workflow and operational metrics of AML Operations team and daily supervision of a small central unit of Investigators. Assist with training in Regulatory Operations and business areas.
Policy & Procedure Impact:
Contribute to internal AML Operations projects related to the modification of policies/procedures. Assess new business acquisitions to determine what work should flow into AML Operations units.
Quality Assurance:
Perform quality assurance on draft Suspicious Activity Reports, closing cases, or other AML processes.
Escalation Handling:
Handle escalated issues as appropriate for advanced investigation and analysis.
Industry Knowledge:
Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas.
Basic Qualifications
High School Diploma, GED or equivalent certification.
At least 1 year of leadership experience in Fraud, AML investigations or a Compliance role.
At least 2 years of investigative experience in Fraud or AML investigations.
Preferred Qualifications
Bachelor's Degree.
2+ years of people leader experience in Fraud, AML investigations, or Compliance role.
3+ years of investigative experience in Fraud and AML investigations.
Certified Anti-Money Laundering Specialist (CAMS) certification, or Certified Protection Professional (CPP) certification, or Certified Fraud Examiner (CFE) certification.
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
Compensation
Chicago, IL:
$87,700 - $100,100 for AML Sr. Investigator II
McLean, VA:
$96,500 - $110,100 for AML Sr. Investigator II
Plano, TX:
$87,700 - $100,100 for AML Sr. Investigator II
Richmond, VA:
$87,700 - $100,100 for AML Sr. Investigator II
Riverwoods, IL:
$87,700 - $100,100 for AML Sr. Investigator II
Wilmington, DE:
$87,700 - $100,100 for AML Sr. Investigator II
Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws.
#J-18808-Ljbffr