Associate Wealth Advisor New Charlotte, NC
Focus Partners Wealth, LLC, Charlotte, NC, United States
The Associate Wealth Advisor is an exciting opportunity to collaborate with a planning‑centric team of advisors to design, build, and protect the financial dreams of clients. The role partners with a Wealth Advisor to care for client relationships by actively participating in the financial planning process to address retirement, risk management, estate, and tax considerations.
Primary Responsibilities
Develop mastery of Focus Partner Wealth’s evidence‑based investment philosophy.
Serve as a resource for other Associate Wealth Advisors.
Create, edit, and present financial plans using MoneyGuideElite, Orion, and Holistiplan.
Create personalized Investment Policy Statements and holistic investment strategies for clients.
Independently lead client communications and interactions.
Understand fundamentals of trading; partner with Portfolio Management to approve and execute portfolios, trade recommendations, and tax loss harvesting.
Determine asset allocation based on clients’ needs, risk tolerance, and capacity.
Record client communications and information in the client relationship management platform.
Act as the day‑to‑day contact for client needs and collaborate with team members to ensure high service.
Assist with client billing reviews and coordinate with the billing department to ensure timely fee collection.
Engage in business planning efforts and support the firm’s strategic priorities.
Meet with clients in person; travel may be required.
Qualifications
Bachelor’s Degree.
2+ years financial planning experience.
Series 65 license.
Strong interpersonal communication skills; team‑oriented mindset.
Knowledge of financial industry, products, and planning concepts.
Clean U4 filing.
Compensation & Benefits
Annualized base pay range: $70,000–$80,000. Base pay may vary based on experience, expertise, location, and skill set. Additional compensation may include an annual cash bonus and a comprehensive benefits package.
Equal Opportunity Employer
Focus is an equal opportunity employer and bases its employment decisions on the employee or candidate’s skillset, without regard to race, color, religion, sex, gender identity, sexual orientation, national origin, age, disability, genetic information, veteran status, or any other protected characteristic under applicable law.
Focus complies with federal and state disability laws and makes reasonable accommodations for applicants and employees with disabilities.
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Primary Responsibilities
Develop mastery of Focus Partner Wealth’s evidence‑based investment philosophy.
Serve as a resource for other Associate Wealth Advisors.
Create, edit, and present financial plans using MoneyGuideElite, Orion, and Holistiplan.
Create personalized Investment Policy Statements and holistic investment strategies for clients.
Independently lead client communications and interactions.
Understand fundamentals of trading; partner with Portfolio Management to approve and execute portfolios, trade recommendations, and tax loss harvesting.
Determine asset allocation based on clients’ needs, risk tolerance, and capacity.
Record client communications and information in the client relationship management platform.
Act as the day‑to‑day contact for client needs and collaborate with team members to ensure high service.
Assist with client billing reviews and coordinate with the billing department to ensure timely fee collection.
Engage in business planning efforts and support the firm’s strategic priorities.
Meet with clients in person; travel may be required.
Qualifications
Bachelor’s Degree.
2+ years financial planning experience.
Series 65 license.
Strong interpersonal communication skills; team‑oriented mindset.
Knowledge of financial industry, products, and planning concepts.
Clean U4 filing.
Compensation & Benefits
Annualized base pay range: $70,000–$80,000. Base pay may vary based on experience, expertise, location, and skill set. Additional compensation may include an annual cash bonus and a comprehensive benefits package.
Equal Opportunity Employer
Focus is an equal opportunity employer and bases its employment decisions on the employee or candidate’s skillset, without regard to race, color, religion, sex, gender identity, sexual orientation, national origin, age, disability, genetic information, veteran status, or any other protected characteristic under applicable law.
Focus complies with federal and state disability laws and makes reasonable accommodations for applicants and employees with disabilities.
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