- Design and formally document investigative strategies for highly complex, non-routine matters with minimal oversight.
- Lead sensitive, end-to-end investigations involving significant fraud exposure, internal wrongdoing, and elevated financial crime risk; ensure all investigative steps, data sources, analytical conclusions, and decision rationales are accurately recorded in the case management platform in alignment with regulatory expectations and internal financial crime standards.
- Produce detailed investigative memoranda supported by forensic analysis, internal system reviews, policy interpretation, and open-source intelligence for senior financial crime leadership and executive stakeholders.
- Conduct on-site investigative activities as required, including interviews and evidence collection; assess investigative outcomes and draft documentation supporting regulatory filings, including suspicious activity disclosures, when appropriate.
- Analyze investigation findings to determine underlying control gaps or systemic weaknesses and propose institution-wide remediation strategies to mitigate future risk.
- Coordinate referrals to external law enforcement or regulatory authorities in accordance with leadership direction and escalation protocols.
- Support preparation of materials for Board-level and executive committees, including concise but comprehensive case summaries and risk recommendations; advise on customer exit decisions involving heightened financial crime exposure.
- Serve as a subject matter authority on financial intelligence and investigative practices, including procedural standards, escalation thresholds, and regulatory expectations.
- Maintain expert-level awareness of applicable anti-financial crime laws, regulatory developments, enforcement actions, and emerging typologies through continuous monitoring and analysis.
- Deliver targeted knowledge transfer, guidance, and training to investigative and intelligence teams based on complex case outcomes, trend analysis, and evolving risk indicators.
AVP, AML FIU
Partnership Employment · New York, NY, USA ·
- Job type:
- Full Time