- Design and formally document investigative strategies for highly complex, non-routine matters with minimal oversight.
- Lead sensitive, end-to-end investigations involving significant fraud exposure, internal wrongdoing, and elevated financial crime risk; ensure all investigative steps, data sources, analytical conclusions, and decision rationales are accurately recorded in the case management platform in alignment with regulatory expectations and internal financial crime standards.
- Produce detailed investigative memoranda supported by forensic analysis, internal system reviews, policy interpretation, and open-source intelligence for senior financial crime leadership and executive stakeholders.
- Conduct on-site investigative activities as required, including interviews and evidence collection; assess investigative outcomes and draft documentation supporting regulatory filings, including suspicious activity disclosures, when appropriate.
- Analyze investigation findings to determine underlying control gaps or systemic weaknesses and propose institution-wide remediation strategies to mitigate future risk.
- Coordinate referrals to external law enforcement or regulatory authorities in accordance with leadership direction and escalation protocols.
- Support preparation of materials for Board-level and executive committees, including concise but comprehensive case summaries and risk recommendations; advise on customer exit decisions involving heightened financial crime exposure.
- Serve as a subject matter authority on financial intelligence and investigative practices, including procedural standards, escalation thresholds, and regulatory expectations.
- Maintain expert-level awareness of applicable anti-financial crime laws, regulatory developments, enforcement actions, and emerging typologies through continuous monitoring and analysis.
- Deliver targeted knowledge transfer, guidance, and training to investigative and intelligence teams based on complex case outcomes, trend analysis, and evolving risk indicators.
AVP, AML FIU
Partnership Employment, New York, NY, USA
Job type: Full Time