Chief Compliance & Regulatory Strategy Leader

A leading compliance and investment service provider seeks a Chief Compliance Officer to ensure adherence to laws and regulations across operations. The role involves overseeing compliance processes, managing a team of professionals, and advising management on regulatory issues. Candidates should have a strong background in broker-dealer and investment advisor compliance, ideally with 15+ years of experience. This hybrid role is based in Newton, MA and offers competitive salary and benefits.
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