
Hybrid CCO for Broker-Dealer & Investment Firms
Ascensus, Oklahoma City, OK, United States
A leading financial services company is seeking a Chief Compliance Officer to oversee compliance across multiple units. This role requires at least 15 years of experience in compliance, particularly in broker-dealer and investment advisories. Responsibilities include ensuring adherence to regulatory requirements, managing a compliance team, and conducting annual training. This position offers a hybrid work model in Newton, MA, with competitive compensation and benefits including a 401(k) match, medical, dental, and paid time off.
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