Chief Compliance & Regulatory Strategy Leader

A leading financial services firm is seeking a Chief Compliance Officer to oversee compliance for its broker-dealers and registered investment advisors. The ideal candidate will have a minimum of 15 years of experience in broker-dealer and investment advisor compliance. Responsibilities include advising management on regulatory initiatives and managing a team of compliance professionals. This hybrid position is based in Newton, MA and offers a competitive salary ranging from $250,000 to $300,000. Benefits include medical, dental, vision, and a 401(k) match.
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