Chief Compliance & Regulatory Strategy Leader

A leading independent technology and service platform is looking for a Chief Compliance Officer to oversee compliance. This role involves managing compliance across broker-dealers and investment advisers, ensuring adherence to laws and regulations. Ideal candidates will have extensive compliance experience and the ability to provide guidance to senior management. The position is hybrid, primarily based in Newton, MA, and offers a salary range of $250-300k excluding bonuses and benefits.
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