Chief Compliance & Regulatory Strategy Leader

A leading financial services firm is seeking a Chief Compliance Officer to oversee compliance and manage its broker-dealers and investment advisors. This hybrid role requires a minimum of 15 years in compliance, with expertise in securities and investment products. The successful candidate will provide guidance to business units, ensure adherence to regulations, and lead a dedicated team. Competitive salary range is $250-300k, along with comprehensive benefits including 401(k) match and health insurance.
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