Senior Regulatory Investigations Leader

A wealth management firm in Phoenix seeks a senior analyst to support internal investigations, client complaints, and regulatory requests. The role involves leading compliance investigations, ensuring adherence to regulations, and collaborating with various departments. Candidates should have significant experience in financial services and preferably within a Broker-Dealer/RIA context. A strong ability to communicate and manage deadlines is essential for this position. The firm offers a competitive benefits package and a supportive work environment. #J-18808-Ljbffr