Director, Equities Supervision & Compliance

A leading capital markets institution is seeking a VP or Director of Equities Supervision to oversee the supervisory framework for equities trading. The role involves ensuring compliance with regulations and improving internal risk management. Candidates should have significant supervisory experience in financial services, especially with equities and derivatives, along with strong communication skills. The position offers an annual salary range of $175,000 to $225,000, depending on experience and qualifications. #J-18808-Ljbffr