Anti-Money Laundering Analyst
Intuvia Technologies, Tampa, FL, United States
Job Title:- AML Analyst
Location:- Tampa, FL 33610
Job Description
The CEER Intermediate Associate Analyst is an entry-level position responsible for performing risk and compliance reviews in coordination with the broader Anti-Money Laundering (AML) team. The overall objective is to assist in conducting reviews to determine whether relationship exit is warranted.
Responsibilities:
Assist with AML Review/investigations of account activity
Document and report the review/investigation findings and prepare case files with the required supporting documentation
Assist with disposing cases according to agreed upon business Service Level Agreements (SLAs)
Follow-up with additional point(s) of contact as needed to identify additional information in support of the case
Reviewing investigative history including SAR filings to disposition account closure recommendations
Draft written recommendations for relationship closure where appropriate
Communicate with senior management on compliance, legal and business AML issues
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
Qualifications:
1-5 years’ relevant experience
Comprehensive knowledge of AML regulations preferred
Experience in writing and preparing SARs preferred
Proficient in MS Office
Effective verbal and written communication skills
Education:
Bachelor’s/University degree or equivalent experience
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Responsibilities:
Assist with AML Review/investigations of account activity
Document and report the review/investigation findings and prepare case files with the required supporting documentation
Assist with disposing cases according to agreed upon business Service Level Agreements (SLAs)
Follow-up with additional point(s) of contact as needed to identify additional information in support of the case
Reviewing investigative history including SAR filings to disposition account closure recommendations
Draft written recommendations for relationship closure where appropriate
Communicate with senior management on compliance, legal and business AML issues
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
Qualifications:
1-5 years’ relevant experience
Comprehensive knowledge of AML regulations preferred
Experience in writing and preparing SARs preferred
Proficient in MS Office
Effective verbal and written communication skills
Education:
Bachelor’s/University degree or equivalent experience
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