AML Risk and Compliance Investigations Analyst (SAR)
Dexian, Hillsborough, CA, United States
Job Description
Industry: Banking Position: AML Analyst Location: Tampa, FL The AML Analyst is an entry-level position responsible for performing risk and compliance reviews in coordination with the broader Anti-Money Laundering (AML) team. The overall objective is to assist in conducting reviews to determine whether relationship exit is warranted. Responsibilities
Assist with AML review/investigations of account activity Document and report the review/investigation findings and prepare case files with the required supporting documentation Assist with disposing cases according to agreed upon business Service Level Agreements (SLAs) Follow-up with additional point(s) of contact as needed to identify additional information in support of the case Review investigative history including SAR filings to disposition account closure recommendations Draft written recommendations for relationship closure where appropriate Communicate with senior management on compliance, legal and business AML issues Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding client, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. Qualifications
Comprehensive knowledge of AML regulations preferred Experience in writing and preparing SARs preferred Proficient in MS Office Effective verbal and written communication skills Education
Bachelor's/University degree or equivalent experience Dexian is an Equal Opportunity Employer that recruits and hires qualified candidates without regard to race, religion, sex, sexual orientation, gender identity, age, national origin, ancestry, citizenship, disability, or veteran status.
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Industry: Banking Position: AML Analyst Location: Tampa, FL The AML Analyst is an entry-level position responsible for performing risk and compliance reviews in coordination with the broader Anti-Money Laundering (AML) team. The overall objective is to assist in conducting reviews to determine whether relationship exit is warranted. Responsibilities
Assist with AML review/investigations of account activity Document and report the review/investigation findings and prepare case files with the required supporting documentation Assist with disposing cases according to agreed upon business Service Level Agreements (SLAs) Follow-up with additional point(s) of contact as needed to identify additional information in support of the case Review investigative history including SAR filings to disposition account closure recommendations Draft written recommendations for relationship closure where appropriate Communicate with senior management on compliance, legal and business AML issues Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding client, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. Qualifications
Comprehensive knowledge of AML regulations preferred Experience in writing and preparing SARs preferred Proficient in MS Office Effective verbal and written communication skills Education
Bachelor's/University degree or equivalent experience Dexian is an Equal Opportunity Employer that recruits and hires qualified candidates without regard to race, religion, sex, sexual orientation, gender identity, age, national origin, ancestry, citizenship, disability, or veteran status.
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