Chief Compliance & Regulatory Strategy Leader

A leading financial services firm in Newton, MA is seeking a Chief Compliance Officer to oversee compliance for its operating businesses and broker-dealers. The ideal candidate must have a Bachelor's degree, 15 years of compliance experience, and knowledge of securities regulations. Responsibilities include managing compliance policies, advising management on regulatory initiatives, and developing a high-performing compliance team. This hybrid position offers competitive compensation and a collaborative work environment.
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