Managing Director, Municipal Compliance & Advisory

A financial services compliance firm in Roseland, New Jersey, seeks a Managing Director to lead compliance programs for Municipal Advisors, RIAs, and Broker-Dealers. The role involves serving as the primary compliance advisor, managing client relations, and designing compliance programs. Ideal candidates should have over 10 years of financial compliance experience, strong regulatory knowledge, and the ability to work autonomously in a small firm setting.
#J-18808-Ljbffr