Senior Counsel – RIA Custody & Broker-Dealer

A legal and financial services firm is seeking an experienced attorney in New York, NY. This position requires 8+ years of relevant legal experience, particularly in financial law, with responsibilities including advising on the RIA Custody business and managing regulatory inquiries. The expected salary ranges from $170,000 to $270,000, plus potential bonuses. Candidates with strong knowledge of SEC rules and excellent communication skills are preferred.
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