VP, RIA Custody & Broker-Dealer Legal Counsel

A leading global investment firm in New York, NY is seeking an experienced attorney with over 8 years' legal experience to support its RIA Custody business. This role demands strong knowledge of SEC and FINRA rules, excellent analytical skills, and the ability to manage multiple projects in a fast-paced environment. You will advise on regulatory compliance, coordinate with client services, and negotiate agreements. This is an exceptional opportunity for a dedicated legal professional to join a dynamic team within a top-tier finance organization.
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